FAQs for Implementing Regulations

The content of this page shall not prejudice the provisions of the Capital Market Law, the Companies Law, their Implementing Regulations or other relevant laws. The content of this page shall not be considered an alternative to the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations. In the event of any conflict between the content of this page and the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations, those Laws and Regulations shall prevail. And as the Implementing Regulations issued by the CMA are subject to constant update, reliance shall be always on the Regulations published on CMA's website.

Category

Title

How do I ensure that the brokerage company I am dealing with is Authorised by the Authority?

Who should I contact for more information on registration for the Capital Market Examinations?

Who are the persons eligible to register for the Capital Market Examinations?

How to obtain a digital copy of the "Smart Investor" magazine?

faq8

Where can I find the definitions of Securities and other related terms?

What is the Authority’s role in the announcements published on the Exchange's website?

Can the suspension on trading in listed securities imposed under the Authority’s powers be lifted in accordance with the cases mentioned in Paragraph (a) of Article (36) of the Listing Rules? What are its conditions?

Does the Authority have the power to suspend or cancel listing?

What is the difference between the Capital Market Authority and Tadawul Company?

What are the complaints that the Authority receives from investors or traders in the capital market?

Under what circumstances do I require a license from CMA?

FAQ587

FAQ602

Is it permissible for the issuer to provide a shareholder with the consolidation package for the purpose of preparing consolidated financial statements?

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