e-Services

​​​​​​​​​​​​​​The Capital Market Authority provides electronic services to achieve the vision of The Kingdom of Saudi Arabia in the field of e-government transformation, which states "providing and developing integral, secure and effective e-services for different types of stakeholders i.e.; another Government Entity, private sector, individuals sector including citizens, residents and visitors through multiple types of electronic channels", and pursuant to the Council of Ministers resolution no. (40) dated 27/3/2006 regarding e-Government Implementation Rules.

Below is a list of electronic services provided by The Capital Market Authority:​

e-Services Provided to Citizens:

​e-Service​Description
Time to complete the services according to CMA regulations

​File a Complaint

Beneficiaries: Individual Investors

  • Receiving and processing complaints
  • Receiving and processing transactions​
90 working days

Report a Violation

Beneficia​ries: Individual Investors

  • Receiving and processing the declaration​​
90 working days

​Receive Updates

​Beneficiaries: Public​

   


e-Services Provided to Business Sector:

e-ServiceDescriptionTime to complete the services according to CMA regulations

Complaint Services​

  • Receiving and processing complaints
  • Receiving and processing transactions​
​90 working days​

Authoriza​​tion Services

Beneficiaries: Authorized Persons

  • Request to change the title of the board member and CEO
  • Request to change the job title of a registered person to perform a job required for registration
  • Request for the registration or cancellation of a Chief Executive Officer
  • Request for registration of a person to perform a job required for registration
  • Registration the Chairman or Board members
  • Cancel the registered person registration from the registration job
  • cancellation the Chairman or Board members
  • 30 working days from the date of completion of the application
  • ​The authorized person can respond to the comments within 30 working days

 

Listed Companies Services

Beneficiaries: Listed Companies in Capital Market​

  • Management changes in listed companies (disclosure models 6/5/1)
  • Request to review Form No. (3) concerning the CV of the candidate for membership of the board of directors of a joint stock company listed on the Saudi Stock Exchange (Tadawul)​
  • 5 working days
  • 6 working days​

Qualified Foreign Investors

Beneficiaries: Authorized Persons

  • Approving the Licensee's decision to reject the application for registration of the foreign investor
  • Approve or reject the Licensee's decision to accept the application for registration of the Qualified Foreign Investor
  • 5 working days
  • 6 working days