Services of Investment Funds Beneficiaries: Fund managers and unit holders / investors | - Request to close a public investment fund
| | - Attending personally.
- E-mail:
Invest.Issuance@cma.org.sa |
- Request for offering units of a public investment fund
| | - Attending personally.
- E-mail:
Invest.Issuance@cma.org.sa |
- Request for extend the period of offered for private Investment Fund
| | - Attending personally.
- E-mail:
Invest.Issuance@cma.org.sa |
- Request for extending the duration of a private investment fund.
| | - Attending personally
- E-mail:
Invest.Issuance@cma.org.sa |
Listed Companies Services Beneficiaries: listed companies listed on the parallel market | | | |
- Request to increase the capital for the purpose of acquiring a company or buying an asset.
| - 45 working days from the date of completion of the application according to the rules of registration and listing.
| Merger.Acquisition@cma.org.sa |
- Request to reduce the capital of a listed company in the parallel market.
| - 30 working days from the date of completion of the application according to the rules of registration and listing in the parallel market.
| Capital.Alteration@cma.org.sa |
- Request to increase the capital through offering priority rights stocks in the parallel market.
| - 30 working days from the date of completion of the application according to the rules of registration and listing in the parallel market.
| Capital.Alteration@cma.org.sa |
- Request for public offering of debt instruments.
| - 45 working days from the date of completion of the application according to the rules of registration and listing.
| Public.debt@cma.org.sa |
- Request to increase the capital by issuing a capitalization for a listed company in the parallel market.
| - 30 working days from the date of completion of the application according to the rules of registration and listing in the parallel market.
| Capital.Alteration@cma.org.sa |
| | |
Listed Companies Services Beneficiaries: Listed Companies in Capital Market | - Request to increase the capital through offering priority rights stocks.
| - 45 working days from the date of completion of the application according to the rules of registration and listing.
| Capital.Alteration@cma.org.sa |
- Request to increase the capital by issuing a capitalization.
| - 45 working days from the date of completion of the application according to the rules of registration and listing.
| Capital.Alteration@cma.org.sa |
- Request for public offering of debt instruments.
| - 45 working days from the date of completion of the application according to the rules of registration and listing.
| Public.debt@cma.org.sa |
- Request for Capital reduction.
| - 45 working days from the date of completion of the application according to the rules of registration and listing.
| Capital.Alteration@cma.org.sa |
Unlisted Companies Services Beneficiaries: Non-listed companies in Capital Market | - Request for Initial Public Offering of stocks (IPOs).
| - 45 working days from the date of completion of the application according to the rules of registration and listing.
| Offering.MA@cma.org.sa |
Unlisted Companies Services Beneficiaries: Non-listed companies in the parallel market | - Request for initial offering of stocks for the purpose of listing in the parallel market.
| - 30 working days from the date of completion of the application according to the rules of registration and listing in the parallel market.
| Offering.MA@cma.org.sa |
Service Request of Permit of Swap Agreements Beneficiaries: Non-resident foreigners in the Kingdom from financial institutions | - Request for permitted of swap agreements with foreign counterparties to transfer the economic benefits of shares listed on the Saudi stock exchange to those persons.
| | FI-MSA@cma.org.sa |
Services of Authorized Person Beneficiaries: The person (companies) authorized to practice the securities business in the Kingdom | - Request for a private offering.
| | pp@cma.org.sa |
- Request for extend the time limit for fulfilling the authorization conditions.
| - 20 working days from the date of completion of the application.
- The authorized person can respond to the comments within 30 working days.
| licensing@cma.org.sa |
- Request to amend the list of securities business for the authorized person to cancel activity.
| - 30 working days from the date of completion of the application.
- The authorized person can respond to the comments within 30 working days.
| licensing@cma.org.sa |
- Request to start the practice of securities business or activities of credit rating.
| - 20 working days from the date of completion of the application.
- The authorized person/ Credit Rating Agency can respond to the comments within 30 working days.
| licensing@cma.org.sa |
| | |
- Request for addition support from the government in the electronic services of the Ministry of Labor to authorized persons or credit rating agencies.
| - 20 working days from the date of completion of the application.
- The authorized person/ Credit Rating Agency can respond to the comments within 30 working days.
| Registration@cma.org.sa |
- Request to amend the list of securities business for the authorized person to add activity or activities.
| - 30 working days from the date of completion of the application.
- The authorized person can respond to the comments within 30 working days.
| licensing@cma.org.sa |
- Request to change the legal entity of the authorized person (without any change in capital or ownership).
| - 20 working days from the date of completion of the application.
- The authorized person can respond to the comments within 30 working days.
| licensing@cma.org.sa |
- Request for a new license.
| - 30 working days from the date of completion of the application.
- The authorized person can respond to the comments within 30 working days.
| licensing@cma.org.sa |
- Requests of the Capital Market Company "Tadawul " and the Securities Depository Center.
| | licensing@cma.org.sa |
- Request close links with the authorized person.
| - 20 working days from the date of completion of the application.
- The authorized person can respond to the comments within 30 working days.
| licensing@cma.org.sa |
- Request to cancel the license.
| - 30 working days from the date of completion of the application.
- The authorized person can respond to the comments within 30 working days.
| licensing@cma.org.sa |
- Request a change in the list of authorized persons or credit rating agencies.
| 30 working days from the date of completion of the application for change requests in the authorized person's agency. 20 working days for change orders in the owners' list that do not result in a change of control. When the authorized person or Credit Rating Agency does not complete the required information and documents within 30 working days, the request is closed.
| licensing@cma.org.sa |
- Reviewing the Approved requests to open investment accounts.
| | CMA-AML@cma.org.sa |
