Other Services

The Capital Market Authority (CMA) provides the following services to the external beneficiaries:

 

Services Provided to Citizens:

Service​DescriptionExecution TimeRequest of the Service

Services of Investment Funds

 

Beneficiaries: Fund managers and unit holders / investors

​ ​ ​
  • Request to close a public investment fund.
  • 14 working days.
  • Attending personally.
  • E-mail:

Invest.Issuance@cma.org.sa

 

  • Request for offering units of a public investment fund.
  • 60 working days for public funds.
  • 30 working days for real estate funds and Real Estate Investment Traded Funds.
  • Attending personally.
  • E-mail:

Invest.Issuance@cma.org.sa

  • Request for extend the period of offered for private Investment Fund.
  •  11 working days.
  • Attending personally.
  • E-mail:

Invest.Issuance@cma.org.sa

  • Request for extending the duration of a private investment fund
  • 12 working days.
  • Attending personally
  • E-mail:

Invest.Issuance@cma.org.sa

Service Request of Permit of Swap Agreements

 

Beneficiaries: Non-resident foreigners

  • Request for permitted of swap agreements with foreign counterparties to transfer the economic benefits of securities listed on the Saudi stock exchange to those persons.

 

  • 10 working days.
  • E-mail:

FI-MSA@cma.org.sa

Litigation Services

 

Beneficiaries: Individual Investors

  • Prosecute against the Board's decisions.
  • 30 working days.
  • Attending personally.
  • Request to provide the investigation and Prosecution authority with information and data on cases referred to them by the CMA.
  • 30 working days.
  • Attending personally.

Service Request for Exemption or Installment Penalties

 

 

Beneficiaries: Violators of the Capital Market Law and its Implementing Regulations

  • ​Requisites of installation / debt Exemption for the violators.
  • 2 weeks.
  • CMA Mail:
CMA Head Office - King Fahad Road

P.O. Box 87171

Riyadh 11642

 

Services Provided to Business Sector:

Service​DescriptionExecution TimeRequest of the Service

Services of Investment Funds

 

Beneficiaries: Fund managers and unit holders / investors

​ ​ ​
  • Request to close a public investment fund
  • 14 working days.
  • Attending personally.
  • E-mail:

Invest.Issuance@cma.org.sa

 

  • Request for offering units of a public investment fund
  • 60 working days for public funds.
  • 30 working days for real estate funds and Real Estate Investment Traded Funds.
  • Attending personally.
  • E-mail:

Invest.Issuance@cma.org.sa

  • Request for extend the period of offered for private Investment Fund
  •  11 working days.
  • Attending personally.
  • E-mail:

Invest.Issuance@cma.org.sa

  • Request for extending the duration of a private investment fund.
  • 12 working days.
  • Attending personally
  • E-mail:

Invest.Issuance@cma.org.sa

Listed Companies Services

 

Beneficiaries: listed companies listed on the parallel market

​ ​ ​ ​ ​
  • Request to increase the capital through the issuance of new stocks based on the company's amount of debts that determine the performance status.
  • 30 working days from the date of completion of the application according to the rules of registration and listing in the parallel market.
  • E-mail:

Capital.Alteration@cma.org.sa

  • Request to increase the capital for the purpose of acquiring a company or buying an asset.
  • 45 working days from the date of completion of the application according to the rules of registration and listing.
  • E-mail:

Merger.Acquisition@cma.org.sa  

  • Request to reduce the capital of a listed company in the parallel market.
  • 30 working days from the date of completion of the application according to the rules of registration and listing in the parallel market.
  • E-mail:

Capital.Alteration@cma.org.sa

  •  Request to increase the capital through offering priority rights stocks in the parallel market.
  • 30 working days from the date of completion of the application according to the rules of registration and listing in the parallel market.
  • E-mail:

Capital.Alteration@cma.org.sa

  • Request for public offering of debt instruments.
  • 45 working days from the date of completion of the application according to the rules of registration and listing.
  • E-mail:

Public.debt@cma.org.sa

  • Request to increase the capital by issuing a capitalization for a listed company in the parallel market.
  • 30 working days from the date of completion of the application according to the rules of registration and listing in the parallel market.
  • E-mail:

Capital.Alteration@cma.org.sa

  • Request to increase the capital for the purpose of acquiring a company or buying an asset by 10% more or less.
  • ​45 working days from the date of completion of the application according to the rules of registration and listing.

​E-mail:

Merger.Acquisition@cma.org.sa

Listed Companies Services

 

Beneficiaries: Listed Companies in Capital Market

​ ​ ​
  • Request to increase the capital through offering priority rights stocks.
  • 45 working days from the date of completion of the application according to the rules of registration and listing.
  • E-mail:

Capital.Alteration@cma.org.sa

  • Request to increase the capital by issuing a capitalization.
  • 45 working days from the date of completion of the application according to the rules of registration and listing.
  • E-mail:

Capital.Alteration@cma.org.sa

  • Request for public offering of debt instruments.
  • 45 working days from the date of completion of the application according to the rules of registration and listing.
  • E-mail:

Public.debt@cma.org.sa

  • Request for Capital reduction.
  • 45   working days from the date of completion of the application according to the rules of registration and listing.
  • E-mail:

Capital.Alteration@cma.org.sa

Unlisted Companies Services

 

Beneficiaries: Non-listed companies in Capital Market

  • Request for Initial Public Offering of stocks (IPOs).
  • 45 working days from the date of completion of the application according to the rules of registration and listing.
  • E-mail:

Offering.MA@cma.org.sa

   

Unlisted Companies Services

 

Beneficiaries: Non-listed companies in the parallel market

  • Request for initial offering of stocks for the purpose of listing in the parallel market.
  • 30 working days from the date of completion of the application according to the rules of registration and listing in the parallel market.
  • E-mail:

Offering.MA@cma.org.sa

Service Request of Permit of Swap Agreements

 

Beneficiaries: Non-resident foreigners in the Kingdom from financial institutions

  • Request for permitted of swap agreements with foreign counterparties to transfer the economic benefits of shares listed on the Saudi stock exchange to those persons.

 

  • 10 working days.
  • E-mail:

FI-MSA@cma.org.sa  

Services of Authorized Person

 

Beneficiaries: The person (companies) authorized to practice the securities business in the Kingdom

​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​
  • Request for a private offering.
  • 10 working days.
  • E-mail:

pp@cma.org.sa

  • Request for extend the time limit for fulfilling the authorization conditions.
  • 20 working days from the date of completion of the application.
  • The authorized person can respond to the comments within 30 working days.
  • E-mail

licensing@cma.org.sa

  • Request to amend the list of securities business for the authorized  person to cancel activity.

 

 

 

  • 30 working days from the date of completion of the application.
  • The authorized person can respond to the comments within 30 working days.
  • E-mail

licensing@cma.org.sa

  • Request to start the practice of securities business or activities of credit rating.
  • 20 working days from the date of completion of the application.
  • The authorized person/ Credit Rating Agency can respond to the comments within 30 working days.
  • E-mail:

licensing@cma.org.sa

  • request for Mergers and Acquisition between authorized  people.
  • 30 working days from the date of completion of the application.
  • The authorized person can respond to the comments within 30 working days.
  • E-mail:

licensing@cma.org.sa

  • Request for addition support from the government in the electronic services of the Ministry of Labor to authorized persons or credit rating agencies.
  • 20 working days from the date of completion of the application.
  • The authorized person/ Credit Rating Agency can respond to the comments within 30 working days.
  • E-mail:

Registration@cma.org.sa

  • Request to amend the list of securities business for the authorized  person to add activity or activities.
  • 30 working days from the date of completion of the application.
  • The authorized person can respond to the comments within 30 working days.
  • E-mail

licensing@cma.org.sa

  • Request to change the legal entity of the authorized person (without any change in capital or ownership).
  • 20 working days from the date of completion of the application.
  • The authorized person can respond to the comments within 30 working days.
  • E-mail:

licensing@cma.org.sa

  • Request for a new license.

 

 

 

 

  • 30 working days from the date of completion of the application.
  • The authorized person can respond to the comments within 30 working days.                              
  •  E-mail:

licensing@cma.org.sa

  • Requests of the Capital Market Company "Tadawul " and the Securities Depository Center.
  • 32 working days.
  • E-mail:

licensing@cma.org.sa

  • Request close links with the authorized person.
  • 20 working days from the date of completion of the application.
  • The authorized person can respond to the comments within 30 working days.
  • E-mail:

licensing@cma.org.sa

  • Request to cancel the license.
  • 30 working days from the date of completion of the application.
  • The authorized person can respond to the comments within 30 working days.
  • E-mail:

licensing@cma.org.sa

  • Request a change in the list of authorized persons or credit rating agencies.
  • 30 working days from the date of completion of the application for change requests in the authorized person's agency.
  • 20 working days for change orders in the owners' list that do not result in a change of control.
  • When the authorized person or Credit Rating Agency does not complete the required information and documents within 30 working days, the request is closed.
  • E-mail:

licensing@cma.org.sa

  • Reviewing the Approved  requests to open investment accounts.
  • 5 working days.
  • E-mail:

CMA-AML@cma.org.sa