E-Service to Obtain a License to Conduct Securities Business

It is an E- service that allows applicants to apply for Authorisation to conduct Securities Business in the Kingdom, know its requirements, follow up with application status and respond to CMA inquiries and comments.

Authorisation Application Requirements:

  •  View the Capital Market Law and its implementing regulations and related circulars.
  •  Fill out the Authorisation Application, and enclose the required documents.
  •  Provide a proof of trade name reservation from the Ministry of Commerce and Investment.
  •  Provide a proof of payment of Authorisation Application study fees.
  • Fill out the Registration Application form for registrable function.

>To apply for Authorisation, please click here.