Guides

    FAQ on the Authorisation Applications to carry out the Securities Exchange Activities as an ATS

     

    The Authorisation to Carry Out Securities Exchange Activities as an Alternative Trading System in the Kingdom

     

    Oversight of the Capital Market Infrastructure Institutions

     

    Policy on Application of the CPMI-IOSCO Principles for Financial Market Infrastructures by SDCs and CCPs

     

    Research Agenda Guideline

     

    Guideline on Post-Public Offering and Pre-Trading Obligations of Public Joint-Stock Companies

     

    Board Member’s Guide

     

    The Shareholders Guide

     

    Secretary of the Board Guide

     

    Guide to Obligations of Substantial Shareholders in Respect of Ownership of Shares and Convertible Debt Instruments

     

    Listed Companies Guide

     

    Cybersecurity Guidelines for Capital Market Institutions

     

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