Implementing Regulations

Scroll

Implementing Regulations

Securities Central Counterparties Regulations

Instructions for the Foreign Strategic Investors Ownership in Listed Companies

The Procedures Guide for Public Consultation on the Implementing Regulations Projects

Rules for Registering Auditors of Entities Subject to the Authority's Supervision

The Closed-Ended Investment Traded Funds Instructions

The Instructions on the Price Stabilisation Mechanism for Initial Public Offerings

Financial Technology Experimental Permit Instructions

Instructions Book Building Allocation

Rules for Qualified Foreign Financial Institutions Investment in Listed Securities

The Rules for Special Purposes Entities

Rules on the Offer of Securities and Continuing Obligations

Guidance Note of the Investment of Non-Resident Foreigners in the Parallel Market

Instructions and Procedures Related to Listed Companies with Accumulated Losses amounting to %20 or...

Corporate Governance Regulations

Prudential Rules

The Resolution of Securities Disputes Proceedings Regulations

Merger and Acquisition Regulations

Investment Funds Regulations

Real Estate Investment Funds Regulations

Securities Business Regulations

Authorised Persons Regulations

Market Conduct Regulations

Glossary of Defined Terms Used in the Regulations and Rules of the Capital Market Authority

Credit Rating Agencies Regulations

Investment Accounts Instructions

Real Estate Investment Traded Funds Instructions

Regulatory Rules and Procedures issued pursuant to the Companies Law relating to Listed Joint Stock Companies

Guidance Note to the Regulatory Rules and Procedures issued pursuant to the Companies Law relating to Listed Joint Stock Companies

The CMA welcomes with gratitude the concerned and interested parties comments and observations in relation to any of the Implementing Regulations through the following channels:

Email (Laws.Regulations@cma.org.sa); or
Fax number (+966114906460); or
Mail address (P.O. Box 87171 Riyadh 11642, CMA Deputy for Legal Affairs and Enforcement – Laws and Regulations Department).

Implementing Regulations

© Capital Market Authority All rights reserved Terms of use | Privacy Policy | Open Data | Policies of Use

National Portal