FAQs for Implementing Regulations

The content of this page shall not prejudice the provisions of the Capital Market Law, the Companies Law, their Implementing Regulations or other relevant laws. The content of this page shall not be considered an alternative to the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations. In the event of any conflict between the content of this page and the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations, those Laws and Regulations shall prevail. And as the Implementing Regulations issued by the CMA are subject to constant update, reliance shall be always on the Regulations published on CMA's website.

 

    Category
    Can a legal person that capital of which is majority owned by citizens or governments of the Cooperation Council for the Arab States of the Gulf (GCC) and holding the citizenship of foreign nationality, submit an application to be as a QFI?
    What is the process to submit a waiver from any of the provisions of the Rules in whole or in part?
    What are the QFI qualification conditions set out in the Rules?
    What are the jurisdictions that apply regulatory and monitoring standards equivalent to those of the CMA or acceptable to it?
    What do assets under management or under custody include?
    How are investment fund assets will be calculated in the event of not fulfilling the minimum assets under management requirement and has appointed more than one foreign portfolio manager?
    What are the government related entities?
    Are there any conditions that must be met by the foreign portfolio manager?
    is it required for the foreign portfolio manager to be a QFI?
    Can QFI deal with a GCC portfolio manager?
    Can a portfolio manager be an AP licensed by the Authority?
    How can I follow up with the developments of the investment fund that I am subscribed to?
    Is it possible for QFI to deal with another QFI to manage his investments in listed securities?
    Do assets under management include the assets of the funds managed by the applicant even if such funds did not satisfy the conditions required to be qualified as QFI?
    Who is an AAP?
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