The Capital Market Authority (CMA) licenses five firms

In continuance with its efforts to develop and support investors in the capital markets, CMA authorized the following five firms on Wednesday 07/11/1429H, corresponding to November 5th , 2008:

 

1.       Unicorn Capital Saudi Arabia: authorized to conduct Dealing as Principle, Agent, Underwriting, Managing, Arranging, Advising, and Custody in the Securities Business.

2.       The Investor Financial Services: authorized to conduct Arranging, and Advising in the Securities Business.

3.       Mizuho Saudi Arabia: authorized to conduct Dealing as Agent, Managing, Arranging, Advising, and Custody in the Securities Business.

4.       Bait Al Mal Al Khaleeji: authorized to conduct Dealing as an Agent, Managing, Arranging, Advising, and Custody in the Securities Business.

5.       Saudi Kuwaiti Finance House: authorized to conduct Dealing as Agent, Principle, and Underwriting, Managing, Arranging, Advising, and Custody in the Securities Business.