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FAQs for Implementing Regulations

The content of this page shall not prejudice the provisions of the Capital Market Law, the Companies Law, their Implementing Regulations or other relevant laws. The content of this page shall not be considered an alternative to the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations. In the event of any conflict between the content of this page and the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations, those Laws and Regulations shall prevail. And as the Implementing Regulations issued by the CMA are subject to constant update, reliance shall be always on the Regulations published on CMA's website.

 

    Category
    Title
    Is the fulfillment of the criterion in sub-paragraph (b) of paragraph (8) of the definition of the term "Qualified Investor" in the Glossary of Defined Terms Used in the Regulations and Rules of the Capital Market Authority considered a continuing obligat
    How does a natural person meet the qualifying criterion in sub-paragraph (a) of paragraph (8) of the definition of the term "Qualified Investor" in the Glossary of Defined Terms Used in the Regulations and Rules of the Capital Market Authority?
    Who is responsible for monitoring the strategic investor and preventing him from selling any of the shares he owned within a period of two years after the date of ownership of such shares?
    Should the Capital Market Institution when accepting any QFI as a client verify that he meets the AUM requirement as a continuing obligation?
    What is the difference between the qualified foreign investor (QFI) and the strategic foreign investor?
    What criteria are taken into consideration by the Authority upon reviewing exception requests from the legal restriction of the cap on the percentage of capital increase with the suspension of preemptive rights?
    Is it permissible for a public or private fund manager to voluntarily withdraw from its position as the fund manager?
    Is it permissible for a public or private fund manager to voluntarily withdraw from its position as the fund manager?
    Are unlisted and non-traded Debt Instruments classified as illiquid assets?
    Are unlisted and non-traded Debt Instruments classified as illiquid assets?
    Does Paragraph (b) of Article (57) of the Investment Funds Regulations impose any financial commitment or guarantee on the fund manager for the protection of the capital invested by the unitholders in a capital protected fund?
    What is meant by "low-risk” products mentioned in sub-paragraph (c) of paragraph (2) of Article (77) of the Capital Market Institutions Regulations?
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