FAQs for Implementing Regulations

The content of this page shall not prejudice the provisions of the Capital Market Law, the Companies Law, their Implementing Regulations or other relevant laws. The content of this page shall not be considered an alternative to the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations. In the event of any conflict between the content of this page and the provisions of the Capital Market Law, the Companies Law, or their Implementing Regulations, those Laws and Regulations shall prevail. And as the Implementing Regulations issued by the CMA are subject to constant update, reliance shall be always on the Regulations published on CMA's website.

Category

Title

Can a capital market institution authorized to carry out arranging activity in the course of carrying out securities crowdfunding, arrange for an offering that exceeds the limit specified in subparagraph (c/9) of paragraph (a) of Article (6) of the Rules

Should a capital market institution authorised to carry out dealing business sign an investment account opening agreement and open an investment account for its client for dealing activity, who appoints an independent custodian, in accordance with paragr

What are the exempted cases that the owners of the securities -other than the qualified investors- are allowed to sell or trade these securities and the rights issued by such issuer in the Parallel Market?

FAQ657

FAQ658

FAQ659

FAQ660

FAQ661

FAQ662

faq219

FAQ91

How to stay informed about the Authority’s announcements and decisions as soon as they are published?

How to file a complaint with the Authority?

Faq217

Faq218